Single image-based head pose estimation with spherical parametrization and 3D morphing

Head pose estimation plays a vital role in various applications, e.g., driver-assistance systems, human-computer interaction, virtual reality technology, and so on. We propose a novel geometry-based method for accurately estimating the head pose from a single 2D face image at a very low computational cost. Specifically, the rectangular coordinates of only four non-coplanar feature points from a predefined 3D facial model as well as the corresponding ones automatically/manually extracted from a 2D face image are first normalized to exclude the effect of external factors (i.e., scale factor and translation parameters). Then, the four normalized 3D feature points are represented in spherical coordinates with reference to the uniquely determined sphere by themselves. Due to the spherical parametrization, the coordinates of feature points can then be morphed along all the three directions in the rectangular coordinates effectively. Finally, the rotation matrix indicating the head pose is obtained by minimizing the Euclidean distance between the normalized 2D feature points and the 2D re-projections of the morphed 3D feature points. Comprehensive experimental results over two popular datasets, i.e., Pointing’04 and Biwi Kinect, demonstrate that the proposed method can estimate head poses with higher accuracy and lower run time than state-of-the-art geometry-based methods. Even compared with start-of-the-art learning-based methods or geometry-based methods with additional depth information, our method still produces comparable performance.